Rosemary Richard
Chief Compliance Officer
Rosemary Richard brings over 25 years of compliance experience in senior-level roles. She has worked at large multinational firms such as Citibank/Smith Barney, AXA Equitable, and MONY throughout her career. She most recently served as the CCO for Titus Wealth Management and the CCO for The Financial Services Network. Rosemary holds the Series 7 and 24 licenses with LPL Financial and is a cum laude graduate of Northeastern University with a B.A. in Political Science.
Rosemary enjoys hiking and sailing, lives in Northern California, is involved in her church, and served on a non-profit board focused on breast cancer.
